Before developing your investment strategy, we take a comprehensive look at your current financial situation. We assess your financial needs, investment goals, available resources, desired rate of return, and risk tolerance. This allows us to customize a plan to fit your specific needs.

Then, we develop a unique Investment Policy Statement (IPS), a blueprint that addresses your specific risk versus return concerns. Once the IPS is in place, we provide personalized investment advice.

Our job does not stop there! We carefully monitor your holdings, and provide quarterly reports that summarize your account performance and compare it to your goals and industry benchmarks. We continue to make periodic adjustments to your portfolio, ensuring that our strategies stay on track with your needs.

Click through the sequence of six steps below to see how our investment process is designed. 

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Reporting & Communication

We provide a Quarterly Performance Report to each client with an update on how their accounts are performing net of fees & expenses. Monthly email newsletters, quarterly webinars and mailed newsletters from CEO, Lane Carrick, and our CIO, Ben Warwick, keep you apprised of both financial and Sovereign news and events. In addition, client annual reviews are encouraged with a member of the Sovereign team. We also host regular client events, such as art viewings and other activities in support of local non-profit organizations to foster communication with and between our clients in social settings.