Before developing your investment strategy, we take a comprehensive look at your current financial situation. We assess your financial needs, investment goals, available resources, desired rate of return, and risk tolerance. This allows us to customize a plan to fit your specific needs.

Then, we develop a unique Investment Policy Statement (IPS), a blueprint that addresses your specific risk versus return concerns. Once the IPS is in place, we provide personalized investment advice.

Our job does not stop there! We carefully monitor your holdings, and provide quarterly reports that summarize your account performance and compare it to your goals and industry benchmarks. We continue to make periodic adjustments to your portfolio, ensuring that our strategies stay on track with your needs.

Click through the sequence of six steps below to see how our investment process is designed. 

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Initial Meeting

Meet your wealth management team, and begin the discussion of your current situation and articulate what you are looking for in your relationship with Sovereign. We help you complete a general information questionnaire, review your active account statements, and begin an outline of your financial objectives.